Regulation and markets. Medical search. Frequent questions

Regulations are current to 2023-09-13 and last amended on 2023-07-30. (gc.ca)
On 15 June 2023, The Insider Dealing (Securities and Regulated Markets) Order 2023 (the "2023 Order") came into force. (jdsupra.com)

Journal of Financial Regulation and Compliance, Vol. 24 No. 4, pp. 402-419. (ssrn.com)

Many of the topics examined by this literature-especially auctions, investment, productivity and innovation, and regulation-also apply to a variety of settings beyond energy and the environment. (nber.org)
A conference on technology and the markets looks at the balance between innovation and regulation. (columbia.edu)
That danger calls for a balance between regulation and innovation. (columbia.edu)
Globalisation of financial markets and very intense financial innovation, with precarious and, sometimes, missing regulations, and a plethora of conflicts of interest, have created the environment for the current crisis. (politico.eu)
Continued efforts of manufacturers on product innovation and implementation of advanced technology in dental care may open new avenues of growth of the fissure sealants market in the global scenario. (medgadget.com)
We consider the merits of the recent EU's Digital Markets Act from the perspective of innovation and value creation. (ssrn.com)

Financial markets have become, in certain areas, increasingly opaque and identifying those who bear the risk together with evaluating it are formidable tasks. (politico.eu)
Exposure to meat from these markets is being increasingly recognized as a potential source of salmonellosis. (cdc.gov)
Smokeless tobacco is being increasingly marketed by the tobacco industry. (who.int)

The text for the European Union's landmark Markets in Crypto Assets (MiCA) Regulation could be ready within six weeks, leading lawmaker Stefan Berger said Thursday. (coindesk.com)
If investing in crypto assets continues to be problematic, the market will have to face much stricter regulation, say some market participants. (financeasia.com)

The Committee on Capital Markets Regulation is an independent and nonpartisan 501(c)(3) research organization financed by contributions from individuals, foundations, and corporations. (wikipedia.org)
When you visit, use, or navigate our Services, we may process personal information depending on how you interact with Committee on Capital Markets Regulation and the Services, the choices you make, and the products and features you use. (capmktsreg.org)
Want to learn more about what Committee on Capital Markets Regulation does with any information we collect? (capmktsreg.org)
The Pecora Committee, as it was called, documented numerous instances of alleged stock market fraud and abuse. (fee.org)

Macquarie Bank Limited, London Branch is authorised and regulated by the Australian Prudential Regulation Authority, authorised by the Prudential Regulation Authority and subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. (macquarie.com)
In addition, the statement notes that synthetic cannabis products are marketed and used in the United States without subject to regulation. (medscape.com)

The meteoric growth of global cryptocurrency markets presents novel challenges to regulators. (ssrn.com)
Some believe that governments should promote development of the cryptocurrency sector within their countries, while others view cryptocurrencies as conduits of illegality and fraud that should be restricted through strict regulation or even outright bans. (ssrn.com)
As a corrective, we assemble original data on cryptocurrency regulations worldwide and use them to empirically examine movement in trading activity at a number of exchanges following key regulatory announcements. (ssrn.com)
The cryptocurrency market must face the reality of appropriate regulation if it is to evolve as an alternative financial ecosystem. (financeasia.com)

The quality of the program over the years has ensured that it has remained a well-sought after program for capital market regulators around the world. (worldbank.org)
We provide tools and resources to help regulators set standards and best practices, provide regulatory support functions, and educate on U.S. state-based insurance regulation. (naic.org)
The plan urges Congress and regulators to adopt sweeping changes to financial sector regulation and oversight, dramatically increasing the federal government's role in nearly every aspect of the financial markets. (lexology.com)

The report set forth 24 recommendations that fell into three categories: Increasing the transparency of U.S. equity markets Strengthening the resilience of U.S. equity markets Reducing transaction costs by enhancing competition In May 2017, the committee's "Roadmap for Regulatory Reform" set forth priority regulatory actions for the Trump administration that would promote U.S. economic growth and enhance the stability of the U.S. financial system. (wikipedia.org)
The bill would also phase out cable franchises in four years, opening the cable market to competition. (ecommercetimes.com)
There should be no discussion of any matters relating to competition among participants, including discussion of individual prices, rates or market strategies and no exchange of information concerning any other competitive aspect of an individual company's operation. (argusmedia.com)
After discussing the evolution of economic thinking about externalities and public goods, the conversation turns to the case for government's role in promoting competition via antitrust regulation. (econtalk.org)
Dr Avantika Chowdhury , Senior Consultant, will be speaking at Competition and Regulation in Digital Markets , which will be held at the School of Law, University of Leeds, on 9 September. (oxera.com)
The new section 19a of that act came into effect in January 2019, and it is specifically aimed at firms the regulator determines to be of "paramount significance for competition across markets. (akibia.com)
Apple has an economic position of power across markets which gives rise to a scope of action that is not sufficiently controlled by competition," said Bundeskartellamt President Andreas Mundt, in a statement . (akibia.com)

This paper discusses contributions that industrial organization economists have made to our understanding of energy markets and environmental regulation. (nber.org)
Winston summarizes a large literature on antitrust, safety regulation and environmental regulation. (econtalk.org)

The deepening of the financial turmoil refutes glaringly those who said that the financial industry is capable of self-regulation. (politico.eu)
We need not even rely on "self-regulation" as it's often improperly described-there is no such luxury for firms. (cei.org)

This support was invaluable to our numerous achievements and enabled us to reinforce integrity as the foundation of the Nigerian capital markets. (worldbank.org)
Data regarding MSW regulations, its generation rate and composition, as well as data regarding relevant aspects of the Nigerian energy market and its regulations and Nigeria's climate change policies are evaluated in order to determine the potential for successful implementation of a Landfill gas to energy project in the Olusosun dumpsite in Lagos, Nigeria. (lu.se)

One way is by increasing the potential for market manipulation, according to participants at a Technology Conference held on October 4 and sponsored by the Program in the Law and Economics of Capital Markets , where Mitts is a program fellow. (columbia.edu)
Others believe regulatory actions will stimulate activity by providing clarity to market participants. (ssrn.com)

He was the SEC's chief economist from 1996 to 1999 and has specialised in the structure of securities markets. (risk.net)
1999. Drinking water regulations. (cdc.gov)

Close-out Requirement: Regulation SHO imposes additional delivery requirements on broker-dealers for securities in which there are a relatively substantial number of failures at a clearing agency. (marketswiki.com)
There is growing recognition that it is difficult to design 'optimal' policy solutions, and that the existence of multiple market failures implies that a wider mix of policy approaches are required in order to overcome them. (lu.se)
and (3) they may overcome market and behavioural failures such as information asymmetries and computational constraints affecting the transmission and analysis of information, leading to sub-optimal decisions among societal actors. (lu.se)

This indicator represents the response to the survey question 3.19 Do you have any laws or regulations which restrict marketing to children? (who.int)
Although the federal government has jurisdiction to regulate national media and the First Amendment to the US Constitution limits what government at any level can do to restrict advertising, municipalities do have constitutionally viable options to protect children from the harmful food marketing that permeates their communities. (cdc.gov)
Finally, we highlight potentially viable local policy options to restrict the marketing of obesogenic food to children. (cdc.gov)

The Incidence of Job Security Regulations on Labor Market Flexibility and Compliance in Colombia: Evidence from the 1990 Reform ," Research Department Publications 3094, Inter-American Development Bank, Research Department. (repec.org)
The Incidence of Job Security Regulations on Labor Market Flexibility and Compliance in Colombia: Evidence from the 1990 Reform ," IDB Publications (Working Papers) 3267, Inter-American Development Bank. (repec.org)
Compliance with Regulation SHO began on January 3, 2005. (marketswiki.com)

Firms have been through the intensive period of the enactment of the second Markets in Financial Instruments Directive (MiFID II), but must now step up their. (jdsupra.com)
Article 2(5) of the European Markets Infrastructure Regulation (EMIR) provides that 'derivative' or 'derivative contract' means a financial instrument as set out in points (4) to (10) of Section C of Annex I to the Markets in Financial Instruments Directive (MiFID) as implemented by articles 38 and 39 of the MiFID implementing Regulation. (lexology.com)
And, being drafted as an EU Regulation (not as a Directive), the DMA also requires no further implementation into Member State law. (mofo.com)

Increased disclosure to protect investors and stabilize the market. (wikipedia.org)
In July 2016, the committee's "The U.S. Equity Markets: A Plan for Regulatory Reform" sought to inform the public and policymakers about the U.S. equity market structure and evaluate its performance for U.S. investors and public companies. (wikipedia.org)
There is also a need to regulate the very use of financial instruments so that the transparency of markets be restored and investors be adequately informed. (politico.eu)
The primary purpose of the legislation, then, was to redress abuses believed to be inherent in unregulated markets-abuses which were presumed to have cost naive investors dearly. (fee.org)

The committee's research regarding the regulation of U.S. capital markets provides policymakers with a nonpartisan, empirical foundation for public policy. (wikipedia.org)
Some policymakers and scholars warn that regulation will cause trading activity to cross borders into less-regulated jurisdictions-or even smother a promising new financial asset class. (ssrn.com)

The administration proposes both new substantive authorities and practices in government regulation and supervision, and a restructuring of the regulatory system, including the creation of new federal agencies, offices and councils. (lexology.com)

The EU Digital Markets Act - The Holy Grail of Big Tech Regulation? (mofo.com)

This article examines the regulation of the stock markets with respect to these prerequisites and concludes that the Securities and Exchange Commission (SEC), the federal agency tasked with regulating securities, has failed the test miserably. (fee.org)
This paper examines ways this market failure could be addressed and proposes as a solution a system of price cap regulation wherein a cap is placed on the pre-tax cigarette manufacturers' price but not on the retail price that consumers face. (who.int)

Australia has one of the most extensively regulated labour markets in the world. (apo.org.au)
This report presents a comparison of Australia's labour market entitlements with similar common law countries, and looks at how the labour market is perceived in ways that affect investment and growth. (apo.org.au)
Australia also has a very high degree of centralised wage determination through the award system, which damages the link between wages and productivity and creates distortions in labour markets. (apo.org.au)
These mandated entitlements combine to create inflexible labour markets. (apo.org.au)
Australia's ranking in the World Economic Forum's 'Global Competitiveness Report' for labour market efficiency has fallen from 9th to 22nd over the last ten years, with significant declines in all the components that were consistently maintained in the index over that period. (apo.org.au)
The deterioration of labour market efficiency has a very real personal impact on those seeking employment opportunities. (apo.org.au)
Labour markets which are less efficient make it more difficult for individuals to find jobs which they enjoy, are consistent with their skill set, and allow them to reach their potential. (apo.org.au)
Improving labour market efficiency is not just an important economic policy goal. (apo.org.au)

The bill respects market forces and does not assume that, to create opportunities for one group, the government must penalize others," he said. (ecommercetimes.com)
When calling for government regulation in any sphere of endeavor (whether economic, social, or political), it is prudent to bear in mind the fundamental principles upon which our country was founded. (fee.org)
The Committee's revelations sparked a public furor and proposals for government regulation were soon forthcoming. (fee.org)
Don Boudreaux of George Mason University talks with EconTalk host Russ Roberts about when market failure can be improved by government intervention. (econtalk.org)
Clifford Winston of the Brookings Institution talks about the ideas in his book, Market Failure vs. Government Failure, with EconTalk host Russ Roberts. (econtalk.org)
He finds that government regulation. (econtalk.org)
New Zealand government agencies can provide information and advice on what you need to do to get your products to market. (mfat.govt.nz)
Changes in the organization of regulated industries, integration of European markets, and evolving views of the proper role of government could have a serious impact on the functioning of the organization in the future. (rand.org)
But FCC itself presented no fact-based evidence of market failure as such, only instances of residual effects of distant government granted monopoly power. (cei.org)
Given the harmful effect of this marketing environment on children's health and the industry's reluctance to make necessary changes to its food marketing practices, government at all levels has an obligation to act. (cdc.gov)
The White House Task Force on Childhood Obesity has called for immediate action: "Key actors - from food and beverage companies, to restaurants, food retailers, trade associations, the media, government and others - all have an important role to play in creating a food marketing environment that supports, rather than undermines, the efforts of parents and other caregivers to encourage healthy eating among children and prevent obesity" (4). (cdc.gov)
understand why the market economy, in some cases, do not result in a desired outcome (market failure), · understand the role of the public sector in the economy, specifically in Sweden, · understand how government intervention in the market can fail, · be able to generalise their knowledge to economic problems that have not been treated during the course. (lu.se)
Thereafter, the course studies government intervention in a free market, e.g. taxes and interventions related to monopolies. (lu.se)

Differences within Italy in the efficiency of the courts, in social trust and in exposure to regulation explain the geographical differences, while massive deregulation of market entry during the 1990s spurred supply and led to fast lending growth. (repec.org)
Well established in the utilities industry, price cap regulation would set a maximum price that cigarette companies can charge for their product based on an assessment of the genuine costs each firm faces in its operations and an assumption about the efficiency savings it would be expected to make. (who.int)

In fact, there is already other legislation aimed specifically at Big Tech companies and their market conduct, but the DMA is the first pan-European initiative to do so. (mofo.com)

Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation. (jdsupra.com)
We break down the big and messy topics of the day so you're updated on the most important developments in Asia's marketing development - for free. (marketing-interactive.com)
The rule was adopted to update short sale regulation in light of numerous market developments since short sale regulation was first adopted in 1938. (marketswiki.com)

The conference, co-sponsored by the Financial Industry Regulatory Authority ( FINRA ), was part of the Capital Markets program's New Special Study of the Securities Market , a multiyear effort to identify priorities for securities regulatory reform. (columbia.edu)
On June 17, 2009, the Treasury Department released an 88-page white paper, 'Financial Regulatory Reform-A New Foundation: Rebuilding Financial Supervision and Regulation,' detailing the Obama administration's recommendations for overhauling the nation's financial regulatory system in the wake of the global financial crisis. (lexology.com)

But those gains were reversed on fears that key buyer China would strengthen regulation on speculative activities in the commodities markets, following news that Beijing signalled it might intervene to cool surging prices of coal futures. (brecorder.com)

In addition to addressing market power, while simultaneously allowing tobacco control policies to expand, it could offer a means of preventing down-trading to cheaper products and controlling unwanted industry practices such as cigarette smuggling, price fixing and marketing to the young. (who.int)
From this research route, it is enunciated the actuality of biopolitics devices which regulates life, bodies and routines of marketers and frequenters, whereas, in the interstice and thresholds of these practices, it points to practices of resistance and astuteness that are put into operation daily at the open-air market. (bvsalud.org)

And sixth, the burden of proof should be placed on the advocates of the proposed regulation, not on those who oppose it. (fee.org)

Require banking agencies to promulgate regulations that require originators or sponsors of securitizations to retain a financial interest in the credit risk of the securitized exposure. (lexology.com)
Given government's fundamental obligation to advance public health, lawmakers at all levels must take the lead to change this toxic environment and shield children from exposure to marketing of food products that contribute to the obesity crisis (3). (cdc.gov)

The Cost of Banking Regulation ," Economics Working Papers ECO2007/43, European University Institute. (repec.org)
Financial Market Integration and Economic Growth in the EU ," CSEF Working Papers 118, Centre for Studies in Economics and Finance (CSEF), University of Naples, Italy. (repec.org)
Finance club (Rahoitusklubi), Economics and Finance departments of University of Vaasa organize a lecture by Governor of the Bank of Finland Erkki Liikanen, who analyses financial markets in Europe and the state of financial regulation. (uwasa.fi)

Eliminate the SEC's Supervised Investment Bank Holding Company consolidated supervision program, and subject investment banking firms that seek consolidated supervision to regulation by the Federal Reserve. (lexology.com)
Close 'loopholes … for thrift holding companies, industrial loan companies, credit card banks, trust companies, and grandfathered 'nonbank' banks' and subject them to supervision and regulation by the Federal Reserve. (lexology.com)
Exchange Act and securities laws to require clearing through regulated central clearing agencies, dealer supervision and regulation, and CFTC and SEC recordkeeping and reporting. (lexology.com)

Bank mandatory regulation data are obtained from the World Bank database, while stock market stability is gauged for 385 listed banks across 43 countries by means of generalised least squares regression models. (ssrn.com)
The authors find that mandatory capital strength requirements and the existence of mandatory audit increase stock market stability across countries. (ssrn.com)

It is also evidence of the US SEC's commitment to promoting robust capital markets around the world. (worldbank.org)
The Cost of Job Security Regulation: Evidence from Latin American Labor Markets ," Economía Journal , The Latin American and Caribbean Economic Association - LACEA, vol. 0(Fall 2000), pages 109-154, August. (repec.org)
The Cost of Job Security Regulation: Evidence from Latin American Labor Markets ," IDB Publications (Working Papers) 1094, Inter-American Development Bank. (repec.org)
The Cost of Job Security Regulation: Evidence from Latin American Labor Markets ," NBER Working Papers 7773, National Bureau of Economic Research, Inc. (repec.org)
The Cost of Job Security Regulation: Evidence from Latin American Labor Markets ," Research Department Publications 4227, Inter-American Development Bank, Research Department. (repec.org)
This paper provides evidence of the impact of bank regulations on stock market stability during the global financial crisis, thereby providing a useful insight for stakeholders to enhance financial regulation and policy. (ssrn.com)
This paper draws on the Italian experience to provide evidence that formal and informal institutions and banking regulation are crucial determinants of availability and cost of the household credit. (repec.org)
This evidence, together with marked differences in the quality of legal enforcement, endowment of social capital and tightness of financial regulation across countries, implies that the forces found in Italy are likely to be a major explanation for the international differences in the size of the household loan market. (repec.org)
Increasing scientific evidence reveals potentially profound effects of food marketing on children's lifelong eating behaviors and health. (cdc.gov)
We present evidence that this marketing negatively affects children's diets, increases children's risk for obesity and obesity-related illness, and takes advantage of youths' unique vulnerabilities. (cdc.gov)

The Agricultural Marketing Service (AMS) administers programs that enable the efficient, fair marketing of U.S. agricultural products, including food, fiber and specialty crops. (usda.gov)
Market initiators and operators should implement the purchase inspection and traceability management regulations required by relevant authorities, and not purchase any kinds of products from sources outside those legally permitted. (china.org.cn)
3 (1) These Regulations apply in respect of the production for marketing, or the marketing, in interprovincial or export trade of dairy products. (gc.ca)
Please join us for a one-hour webinar where we will provide an overview on the SEC's proposed rules related to the Advisers Act advertising rule and cash solicitation rule, and how these proposed changes could substantially change how US private fund managers market and sell their products and services. (morganlewis.com)
In 2006, the food industry spent more than $1.6 billion on marketing to youth, including $900 million in marketing aimed directly at children younger than 12 years and designed specifically to increase positive attitudes and preferences for its products (2). (cdc.gov)

Despite Trump's efforts to eliminate environmental regulations, his presidency did however witness a decrease in both US coal production and consumption, while natural gas and oil consumption increased. (lu.se)

That means all providers of phone services, whether over wireline, wireless, or cable, would have to comply with the same regulations. (ecommercetimes.com)
Rather than attempt to shoehorn regulations designed for an era of monopoly phone service to fit a competitive market for integrated broadband services, DACA is a ground-up restructuring of the regulatory regime. (ecommercetimes.com)
Until now, Congress has considered services running over Internet Protocol (IP) networks to be "information" rather than "communications" services, and exempted them from regulations and taxes it has imposed on conventional telecom businesses. (ecommercetimes.com)
On February 14, 2014 ESMA sent a letter to Michel Barnier, the EU Commissioner for the Internal Market and Services, drawing attention to the fact that there is no commonly adopted definition of derivative or derivative contract across the EU which, in particular, was preventing convergent application of EMIR. (lexology.com)
We are a global financial services organisation with Australian heritage, operating in 34 markets. (macquarie.com)
When you sell goods and services offshore, you may be subject to customs tariffs and be required to meet local rules and regulations. (mfat.govt.nz)
Free trade agreements increase market access for New Zealand goods, services and investment. (mfat.govt.nz)
The broadcaster was found to be advertising gambling services to the Finnish market during ad breaks for several years, despite overseas operators and broadcasters being prohibited from marketing to Finnish players. (igamingbusiness.com)
The marketing of gambling services is strictly regulated in the Lotteries Act in order to protect consumers from the harm caused by gambling. (igamingbusiness.com)

Before Net Neutrality Eats the World (Part 6): Does "Market Failure" Demand Neutrality Regulation? (cei.org)
Market failure cannot be a problem in telecommunications and the Internet, since communications has been a comprehensively regulated industry almost since the outset. (cei.org)
But let's look at market failure a little more anyway. (cei.org)
These fallacies rely on the notion that market failure exists, but that political failure and pressure group activity do not exist in the Internet communications sector. (cei.org)
During the rulemaking proceeding, the Department of Justice weighed in on the apparent absence of market failure , as well as noted in gentle terms the absurdity of expecting marginal-cost pricing. (cei.org)
So we conclude that if net neutrality were to be rejected upon the demonstration of absence or relative unimportance of market failure, this proceeding would have ended long ago. (cei.org)
enough economic analysis and study of political failure exists to assure the skeptic that merely holding out the prospect of regulation attracts rent seeking, often against vibrant and thriving industries precisely because of their successes . (cei.org)
Rather than an inquiring into market abuses, the FCC might have inquired into political failure and sought "fact-based" questions of who specifically gains from net neutrality wealth transfers. (cei.org)
Rather than reacting to market failure, everything about the net neutrality campaign is about pre-intervening in market processes as such, pre-regulating on the part of some bureaucrats and pressure groups who want to control the choices others make, rather than allowing competitive communications to unfold. (cei.org)
Mainstream economic theory outlines four main causes of market failure and it is already well established that two of these (information failure and externalities) exist in a tobacco market. (who.int)
A third cause of market failure, market power, is also a serious problem in many tobacco markets. (who.int)
First, it would address the problem of market failure and excess profits while simultaneously allowing current tobacco control policies, including tax and price increases, to expand-thus tax increases would remain a central tenet of tobacco control policies and retail prices could continue to increase. (who.int)

In Principle: 10 Things Authorised Firms Need to Know for 2018 - The World of Financial Regulation as the UK Prepares to Exit the. (jdsupra.com)

CP105 sets out proposed amendments to the Central Bank UCITS Regulations in light of. (jdsupra.com)
On 2 October 2013, EDRi signed a joint letter together with other civil society groups and organisations (CCIA, EDIMa, EuroISPA, EEA and EMOTA) asking the competent EU institutions to act on the amendments to the draft Regulations on Market Surveillance and Product Safety that could have far-reaching consequences affecting online commerce and Internet intermediaries freedom. (edri.org)

Analysis carried out by the European Securities and Markets Authority (ESMA) has found that it is not controversial that contracts that settle within two trading days are considered spot contracts and that contracts that settle after seven trading days are FX forwards. (lexology.com)

Crude palm oil futures (CPO) had surged higher on renewed worries over Indonesian production losses, covering in cash markets and persistently bullish energy prices, said Anilkumar Bagani, research head of Mumbai-based vegetable oils broker Sunvin Group. (brecorder.com)

Financial liberalisation, in order to be sustainable and not produce irreparable damage, demands proper, enforceable regulations. (politico.eu)
Public demands for reform led to the enactment of two very important laws which together form the cornerstone of securities market regulation. (fee.org)

A world class capital market is one that engenders investor confidence, has breadth and depth in terms of product offerings, is characterized by the highest levels of integrity, has a sound regulatory framework, a transparent disclosure and accountability regime, and is a fair, robust, and efficient market place. (worldbank.org)

Market power-combined with unintended and often overlooked consequences of tobacco tax policies, notably that gradual increases in specific taxes may allow the industry to disguise significant price increases-has, at least in high income countries, given cigarette manufacturers considerable pricing power and profits. (who.int)
This includes marketing to cigarette smokers as an alternative in situations in which smoking is not allowed. (who.int)

Shortly after his election, President Roosevelt appointed Ferdinand Pecora to head up a Senate investigation of abuses in the securities markets. (fee.org)

This paper documents the high level of job security protection in Latin American labor markets and analyzes its impact on employment. (repec.org)
This webinar will focus on how the proposed rules could impact the marketing and distribution of private funds. (morganlewis.com)
Gatekeepers are defined as (i) having a significant impact on the EU's internal market, (ii) providing a core platform service which is an important gateway for business users to reach end users, and (iii) enjoying an entrenched and durable position in its operations either now or in the foreseeable future. (mofo.com)
Bylined article by Amanda Baker, Stuart Litwin and Jon Van Gorp on the impact of the EU Securitisation Regulation on the Australian RMBS market. (mayerbrown.com)

Part of the cause was thought to be the widespread abuse of securities markets by insiders and inadequate disclosure of financial data by corporations. (fee.org)
The SEC's present scope of regulatory power includes not only disclosure requirements for new issues and publicly traded companies, but also constraints on insider trading, controls over the stock exchanges, antifraud regulation, regulation of investment companies (e.g., mutual funds) and investment advisors, and rules on corporate governance. (fee.org)

A new teleommunications reform bill which would create a market-oriented regulatory system - treating Internet telephony the same as conventional phone service - is moving through Congress, experts tell the E-Commerce Times. (ecommercetimes.com)
Recently, with the rapid changes in technology and the markets, regulation by the SEC and Congress has been more reactive, and so a new long-term vision is needed, Fox says. (columbia.edu)
Unfortunately, very little empirical research was conducted at the time securities regulation was first debated in Congress. (fee.org)

The logic of the single market and a rising number of cross-border operations ask for increased co-operation among supervisory authorities in the EU. (politico.eu)

The purpose of this paper is to investigate whether bank capital strength and external auditing requirements influenced international stock market stability during the 2007/2008 global financial crisis. (ssrn.com)
Apart from an irresponsible relaxation of lending criteria in the US subprime mortgage and other markets, the origin of the current financial crisis is to be foundin massive cross-border capital flows and the increasing use of financial instruments/derivatives (the securitisation of various obligations) which are neither transparent nor traded effectively. (politico.eu)

I am delighted to be in your midst given the importance of capital market regulation. (worldbank.org)
I have a number of my colleagues here with me because of our desire at the World Bank, to foster new partnerships given our work on the development of capital markets around the world. (worldbank.org)
In addition to the fantastic learning opportunity it offers, the Institute will enable you develop life-long friendships that will be useful throughout your career as you create the framework, enforce the rules, and in so doing, build world class capital markets that are not only trustworthy but also efficient, sound and powerful engines for economic and social development. (worldbank.org)
Let me first define what I believe a world class capital market is. (worldbank.org)
World class capital markets facilitate economic diversification, enable economic agents to pool, price and exchange risks, encourage savings and create wealth. (worldbank.org)
World class capital markets fund business expansion and opportunity and provide governments with long term funds for financing infrastructure and other important projects that transform economies. (worldbank.org)
In my remarks today, I will first present relevant highlights of the global economic environment, then review key lessons from my previous experience as a capital market regulator and finally describe some of our work at the World Bank that pertain to the development of capital markets. (worldbank.org)
Technology that allows virtually instantaneous information and transactions is transforming capital markets. (columbia.edu)
The Capital Markets program is engaged in a multiyear New Special Study of the Securities Market. (columbia.edu)
It helped set an agenda for the next few decades,'' says Merritt B. Fox , the Michael E. Patterson Professor of Law and co-director of the Capital Markets program. (columbia.edu)
Following the everyday life of an open-air market, this work searches for discussing the effects resulting from the current process of sanitizing and ordainment of Boa Vista's urban space, capital from Roraima's state. (bvsalud.org)

Anatomy1

Organisms10

Diseases2

Chemicals and Drugs6

Analytical, Diagnostic and Therapeutic Techniques and Equipment17

Psychiatry and Psychology4

Phenomena and Processes3

Disciplines and Occupations9

Anthropology, Education, Sociology and Social Phenomena44

Technology, Industry, Agriculture41

Humanities2

Information Science6

Named Groups2

Health Care161

Geographicals10

20232

Journal of Financial Regulation1

Innovation6

Increasingly3

Crypto Assets2

Committee4

Subject to regulation2

Cryptocurrency4

Regulators3

Competition7

Environmental regulation2

Self-regulation2

Nigerian2

Participants2

19992

Failures3

Restrict3

Compliance3

Directive3

Investors4

Policymakers2

Substantive1

Digital Markets1

Examines2

Labour8

Government13

Efficiency2

Legislation1

Developments3

Regulatory Reform2

Strengthen1

Practices2

Advocates1

Exposure2

Economics3

Supervision3

Mandatory2

Evidence10

Products5

Eliminate1

Services9

Failure12

Firms1

Amendments2

Authority1

Indonesian1

Demands2

Robust1

Cigarette2

Abuses1

Impact4

Disclosure2

Congress3

Authorities1

Financial crisis2

Capital11